May 15, Capital Markets Authority Temporary Assistant – Licensing Jobs in Kenya

may-15,-capital-markets-authority-temporary-assistant-–-licensing-jobs-in-kenya

Capital Markets Authority Temporary Assistant – Licensing Jobs in Kenya

Reporting to the Manager, Licensing the selected candidate will be responsible for:

  • Reviewing applications for licensing of market institutions and intermediaries, including securities exchanges, over the counter (OTC) platforms, central securities depositories, central counter parties (CCPs) and other market infrastructures;
  • Reviewing applications for recognition as SROs;
  • Proactively engaging applicants, potential candidates for licensing and other stakeholders with a view of facilitating the licensing process within the Regulatory Framework and applicable standards;
  • Liaise with the Market Supervision Department to carry out due diligence about the appointment of proposed directors and key personnel of market intermediaries;
  • Reviewing relevant notices, announcements and advertisements by licensed entities and making recommendations of their suitability for publication;
  • Conducting research in matters affecting the development and changes in the Kenyan capital markets institutional arrangement in liaison with relevant stakeholders
  • Keeping and updating databases relating to applications for licensing
  • Updating the status of all outstanding licensing applications received by the division, in liaison with officers from other divisions in the department

    Minimum Qualifications and Experience

  • Bachelor’s degree in Law
  • Minimum of one year of relevant experience will be an added advantage.

    Key skills and Competencies

  • Display honesty, transparency, and integrity in all dealings;
  • Show initiative and meet all deadlines with high quality work;
  • Demonstrate good communication skills and teamwork; and
  • Always dedicated to confidentiality.

    How to Apply

    For more information and job application details, see; Capital Markets Authority Temporary Assistant – Licensing Jobs in Kenya

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